SFC Licences of NG Ka Ming 吳嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 31 October 2007 | 25 June 2009 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 October 2007 | 25 June 2009 |