SFC Licences of YUAN Lingyun 袁凌韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 26 July 2021 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 26 July 2021 | |
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RO | 9 | 03 February 2016 | |
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 01 August 2011 | 31 January 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 27 July 2010 | 11 June 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 July 2010 | 11 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 October 2007 | 28 June 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 October 2007 | 28 June 2010 |