SFC Licences of LI Shuang 李爽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 20 February 2013 | 04 January 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 October 2007 | 13 September 2008 |