SFC Licences of CHUNG Wing Sze 鍾穎詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 30 August 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 04 May 2011 | 30 August 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 04 May 2011 | 30 August 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 04 May 2011 | 30 August 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 January 2011 | 22 March 2011 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 19 January 2011 | 22 March 2011 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 19 January 2011 | 22 March 2011 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 20 July 2010 | 16 October 2010 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 20 July 2010 | 16 October 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 25 October 2007 | 08 July 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 25 October 2007 | 08 July 2010 |