SFC Licences of LIU Lai Hing 廖麗卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 26 May 2009 | 31 May 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 26 May 2009 | 30 November 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 October 2007 | 21 March 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 October 2007 | 21 March 2009 |