SFC Licences of PRACEY-SMITH Robert Dowden
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 19 September 2023 | |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 19 September 2023 | |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 19 September 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 October 2007 | 26 April 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 October 2007 | 26 April 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 10 October 2007 | 06 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 10 October 2007 | 06 October 2016 |