SFC Licences of LI Yan 李岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Franklin Templeton Investments (Asia) Limited | RE | 9 | 28 March 2011 | 04 January 2016 |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 31 December 2010 | 12 February 2011 |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 31 December 2010 | 12 February 2011 |
T. Rowe Price International, Inc. | RE | 4 | 15 October 2007 | 31 December 2010 |
T. Rowe Price International, Inc. | RE | 9 | 15 October 2007 | 31 December 2010 |