SFC Licences of SO Gideon K 蘇祈恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Capital Markets HK Limited RE 2 21 December 2010 25 September 2012
Vantage Capital Markets HK Limited RE 1 21 December 2010 25 September 2012
All Options Hong Kong Limited RE 2 01 June 2009 01 November 2009
All Options Hong Kong Limited RE 1 01 June 2009 01 November 2009
All Options Asia Limited RE 2 05 February 2009 01 June 2009
All Options Asia Limited RE 1 05 February 2009 01 June 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 10 October 2007 03 December 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 10 October 2007 03 December 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 10 October 2007 03 December 2008