SFC Licences of CHENG Man Wai 鄭文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RO | 9 | 20 November 2017 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 22 October 2012 | 20 November 2017 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 04 November 2011 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 04 November 2011 | |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 01 June 2010 | 29 October 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 01 June 2010 | 29 October 2011 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 18 February 2010 | 20 May 2010 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 21 December 2009 | 20 May 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 12 October 2007 | 23 December 2009 |