SFC Licences of CHENG Man Wai 鄭文偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RO 9 20 November 2017
Prudential Brokerage Limited 信誠證券有限公司 RE 9 22 October 2012 20 November 2017
Prudential Brokerage Limited 信誠證券有限公司 RE 1 04 November 2011
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 04 November 2011
Enlighten Futures Limited 名匯期貨有限公司 RE 2 01 June 2010 29 October 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 01 June 2010 29 October 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 18 February 2010 20 May 2010
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 21 December 2009 20 May 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 12 October 2007 23 December 2009