SFC Licences of HUANG Yao 黃堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 06 March 2009 | 06 October 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 October 2007 | 05 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 October 2007 | 05 September 2008 |