SFC Licences of TSAI Kai-Lun 蔡凱倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 08 October 2015 | 13 July 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 12 October 2007 | 15 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 12 October 2007 | 15 December 2008 |