SFC Licences of PANG Chun Wai, Tommy 彭震威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 5 17 January 2020 29 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 2 17 January 2020 29 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 4 09 October 2019 29 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 1 16 August 2018 29 December 2023
SDG Futures (HK) Limited 山金期貨(香港)有限公司 RO 2 16 August 2018 24 December 2019
Sorrento Securities Limited 擎天證券有限公司 RO 4 12 September 2017 31 October 2017
Sorrento Securities Limited 擎天證券有限公司 RO 1 13 April 2017 31 October 2017
Sorrento Securities Limited 擎天證券有限公司 RE 1 20 March 2017 13 April 2017
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RO 4 15 June 2016 10 March 2017
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RO 1 15 June 2016 10 March 2017
Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 RO 5 10 July 2015 10 March 2017
Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 RO 2 07 November 2014 10 March 2017
Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 RE 2 27 December 2012 07 November 2014
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RE 1 17 November 2009 15 June 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 20 March 2008 04 July 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 October 2007 04 July 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 October 2007 04 July 2009