SFC Licences of LEE Wai Chung 李偉忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fiduciary Securities Limited 護信證券有限公司 RO 4 13 May 2022 10 February 2023
Fiduciary Securities Limited 護信證券有限公司 RO 1 13 May 2022 10 February 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 4 22 May 2020 03 October 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 5 17 January 2020 03 October 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 2 17 January 2020 03 October 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司 RO 1 16 August 2018 03 October 2021
SDG Futures (HK) Limited 山金期貨(香港)有限公司 RO 2 16 August 2018 29 October 2019
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RO 2 15 August 2017 02 March 2018
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RO 1 15 August 2017 02 March 2018
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RE 2 21 July 2017 15 August 2017
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RE 1 21 July 2017 15 August 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 July 2014 15 July 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 July 2014 15 July 2017
Chief Securities Limited 致富證券有限公司 RE 1 03 August 2011 15 March 2014
Chief Commodities Limited 致富期貨商品有限公司 RE 2 03 August 2011 15 March 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 30 June 2010 30 June 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 10 March 2009 17 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 October 2007 16 July 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 October 2007 16 July 2011