SFC Licences of LEE Shirley Kai Ping 李嘉平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 November 2018 02 April 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 02 April 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 21 June 2010 02 April 2021
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 21 June 2010 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 September 2008 27 February 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 17 October 2007 27 February 2009