SFC Licences of SHEN Jian Guang 沈建光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 18 September 2012 | 25 July 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 11 May 2010 | 18 September 2012 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 29 March 2010 | 01 May 2010 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 October 2007 | 01 May 2010 |