SFC Licences of YIM Tsz Ching 嚴子靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 16 July 2009 | 10 June 2010 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 16 July 2009 | 10 June 2010 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 15 February 2008 | 01 July 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 11 January 2008 | 01 July 2009 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 October 2007 | 11 December 2007 |