SFC Licences of NGAN Siu Wai, Francis 顏肇煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 February 2011 | 06 January 2012 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 25 October 2007 | 15 May 2008 |