SFC Licences of WU Sheung Chi, Steven 胡尚智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Dakin Capital Limited 德健融資有限公司	RE	6	18 January 2024	15 February 2024
Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司	RO	6	06 April 2023	30 September 2023
Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司	RO	1	06 April 2023	30 September 2023
Zijing Capital Limited 紫荊融資有限公司	RO	1	10 February 2022	28 June 2022
Zijing Capital Limited 紫荊融資有限公司	RO	6	02 December 2021	28 June 2022
Zijing Capital Limited 紫荊融資有限公司	RE	1	02 December 2021	10 February 2022
Zijing Capital Limited 紫荊融資有限公司	RE	6	28 September 2021	02 December 2021
Huabang Corporate Finance Limited 華邦融資有限公司	RO	6	17 May 2021	20 July 2021
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RE	1	13 November 2020	10 May 2021
South China Capital Limited 南華融資有限公司	RO	6	09 April 2018	11 June 2020
South China Securities Limited 南華證券投資有限公司	RE	1	23 November 2017	11 June 2020
South China Capital Limited 南華融資有限公司	RE	6	23 November 2017	09 April 2018
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	6	16 October 2015	13 October 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	1	23 July 2015	13 October 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	23 July 2015	16 October 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	05 June 2014	14 July 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	05 June 2014	14 July 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	05 June 2014	14 July 2015
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	04 January 2012	01 June 2014
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	14 July 2011	26 November 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	15 October 2009	13 June 2011
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司	RE	6	12 November 2007	11 September 2009