SFC Licences of SHI Fan 石凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CENTERLINE INVESTMENT MANAGEMENT LIMITED | RO | 9 | 24 April 2018 | |
| Elpis Capital Limited 天澤資本有限公司 | RO | 9 | 05 July 2017 | 31 January 2018 |
| Elpis Capital Limited 天澤資本有限公司 | RE | 9 | 03 April 2017 | 03 April 2017 |
| Oxbow Capital Management (HK) Limited | RE | 9 | 02 November 2015 | 31 March 2017 |
| TPG-Axon Capital (HK), Limited | RE | 9 | 21 July 2011 | 19 September 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 October 2007 | 04 June 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 October 2007 | 04 June 2008 |