SFC Licences of HO Ming Lap 何名立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 September 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 September 2020
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 30 November 2015 01 September 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 30 November 2015 01 September 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 June 2015 30 November 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 June 2015 30 November 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 12 January 2015 07 June 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 12 January 2015 07 June 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 12 January 2015 07 June 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 08 June 2012 27 December 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 08 June 2012 27 December 2014
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 16 May 2012 01 June 2012
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 16 May 2012 01 June 2012
Sanfull Securities Limited 新富證券有限公司 RE 1 28 November 2011 07 May 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 16 July 2010 18 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 July 2010 18 June 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 17 August 2009 04 July 2010
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 17 August 2009 04 July 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 27 October 2008 19 July 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 October 2007 19 July 2009