SFC Licences of YIU Wai Yi 姚惠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 25 June 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 25 June 2019 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 24 May 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 May 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 January 2014 | 30 April 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 January 2014 | 30 April 2019 |
Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 19 October 2012 | 27 November 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 May 2008 | 27 November 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 18 October 2007 | 27 November 2013 |