SFC Licences of YIU Wai Yi 姚惠儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 25 June 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 25 June 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 24 May 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 May 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 22 January 2014 30 April 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 January 2014 30 April 2019
Bright Fund Management Limited 光明投資管理有限公司 RE 9 19 October 2012 27 November 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 27 May 2008 27 November 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 18 October 2007 27 November 2013