SFC Licences of FARRELL Stephen Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 05 October 2020 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2020 | |
| Virtu ITG Hong Kong Limited | RE | 7 | 07 July 2016 | 15 August 2020 |
| Virtu ITG Hong Kong Limited | RE | 1 | 07 July 2016 | 15 August 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 08 April 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 30 October 2007 | 30 June 2012 |