SFC Licences of ZHAO Nanyi 趙楠怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 November 2010 | 17 December 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 17 January 2008 | 22 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 October 2007 | 22 July 2010 |