SFC Licences of CAO Jing 曹靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 October 2007 | 13 November 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 October 2007 | 18 April 2012 |