SFC Licences of NG Siu Hong 伍紹康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Elstone Capital Limited 千里碩融資有限公司 | RE | 6 | 08 March 2022 | 01 September 2023 |
| Elstone Securities Limited 千里碩證券有限公司 | RO | 4 | 30 April 2021 | 31 May 2023 |
| Elstone Securities Limited 千里碩證券有限公司 | RO | 1 | 30 April 2021 | 31 May 2023 |
| Quester Capital Asset Management Limited 群思德資產管理有限公司 | RO | 9 | 30 April 2021 | |
| Quester Capital Asset Management Limited 群思德資產管理有限公司 | RO | 4 | 30 April 2021 | |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 9 | 10 October 2019 | 29 April 2021 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RO | 4 | 12 August 2016 | 29 April 2021 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RO | 1 | 11 November 2013 | 29 April 2021 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 03 April 2013 | 11 November 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 10 March 2009 | 01 April 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 June 2008 | 01 April 2013 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 25 October 2007 | 30 May 2008 |