SFC Licences of NG Kwong Kei 吳廣基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VMS Securities Limited 鼎珮證券有限公司 | RO | 9 | 21 June 2011 | 03 January 2013 |
STI Asset Management Limited | RO | 9 | 09 October 2009 | 15 October 2013 |
STI Asset Management Limited | RO | 4 | 09 October 2009 | 15 October 2013 |
STI Asset Management Limited | RE | 4 | 11 June 2009 | 09 October 2009 |
STI Asset Management Limited | RE | 9 | 21 May 2009 | 09 October 2009 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 01 February 2008 | 16 December 2008 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 23 October 2007 | 16 December 2008 |