SFC Licences of TO Kwok Pun 涂國彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wing Fung Securities Limited 永豐證券有限公司 RO 9 21 September 2017
Wing Fung Securities Limited 永豐證券有限公司 RO 5 21 September 2017
Wing Fung Securities Limited 永豐證券有限公司 RO 4 21 September 2017
Wing Fung Securities Limited 永豐證券有限公司 RO 1 09 December 2014
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 29 May 2014
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 18 December 2009 06 December 2022
Wing Fung Securities Limited 永豐證券有限公司 RE 1 01 December 2009 09 December 2014
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 01 December 2009 29 May 2014
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 18 April 2008 30 November 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 4 15 January 2008 30 November 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 1 18 October 2007 30 November 2009
Tian Yuan Finance Limited 天元金融有限公司 RE 4 18 October 2007 30 November 2009
Tian Yuan Finance Limited 天元金融有限公司 RE 9 18 October 2007 30 November 2009