SFC Licences of TO Kwok Pun 涂國彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wing Fung Securities Limited 永豐證券有限公司 | RO | 9 | 21 September 2017 | |
Wing Fung Securities Limited 永豐證券有限公司 | RO | 5 | 21 September 2017 | |
Wing Fung Securities Limited 永豐證券有限公司 | RO | 4 | 21 September 2017 | |
Wing Fung Securities Limited 永豐證券有限公司 | RO | 1 | 09 December 2014 | |
Wing Fung Futures Limited 永豐期貨有限公司 | RO | 2 | 29 May 2014 | |
Wing Fung Forex Limited 永豐外匯有限公司 | RE | 3 | 18 December 2009 | 06 December 2022 |
Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 01 December 2009 | 09 December 2014 |
Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 01 December 2009 | 29 May 2014 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 18 April 2008 | 30 November 2009 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 15 January 2008 | 30 November 2009 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 October 2007 | 30 November 2009 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 4 | 18 October 2007 | 30 November 2009 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 9 | 18 October 2007 | 30 November 2009 |