SFC Licences of HO Lai Ha 何麗霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 05 August 2014 | 28 April 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 27 January 2014 | 28 April 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 27 January 2014 | 28 April 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 27 January 2014 | 05 August 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 24 May 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 24 May 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 24 May 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 October 2007 | 21 February 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 October 2007 | 21 February 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 23 October 2007 | 21 February 2011 |