SFC Licences of TSE Ka Lee 謝嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 17 December 2015 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 17 December 2015 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 17 December 2015 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 17 December 2015 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 17 December 2015 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 17 December 2015 | |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 15 November 2007 | 05 April 2013 |