SFC Licences of NGAI Ching Yau 魏靖悠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathaysia Securities Limited 華夏證券有限公司 RE 1 12 September 2018 11 February 2022
Mason Futures Limited 茂宸期貨有限公司 RE 2 04 May 2015 11 November 2015
Mason Securities Limited 茂宸證券有限公司 RE 1 04 May 2015 11 November 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 28 November 2011 11 July 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 28 November 2011 11 July 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 October 2007 01 November 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 October 2007 01 November 2011