SFC Licences of NGAI Ching Yau 魏靖悠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 12 September 2018 | 11 February 2022 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 04 May 2015 | 11 November 2015 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 04 May 2015 | 11 November 2015 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 November 2011 | 11 July 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 November 2011 | 11 July 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 October 2007 | 01 November 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 October 2007 | 01 November 2011 |