SFC Licences of TSE Wing Kei 謝詠基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 17 October 2023 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 2 | 25 April 2018 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 25 April 2018 | |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 08 May 2015 | 18 April 2018 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 08 May 2015 | 18 April 2018 |
| Public Securities Limited 大眾証券有限公司 | RE | 1 | 12 April 2010 | 27 April 2015 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 22 May 2008 | 26 March 2010 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 03 December 2007 | 04 January 2008 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 03 December 2007 | 04 January 2008 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 03 December 2007 | 04 January 2008 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 03 December 2007 | 04 January 2008 |