SFC Licences of WONG Ngat 汪屹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prestige Asset Management Limited 盛德資產管理有限公司 | RO | 9 | 05 September 2018 | |
| Prestige Asset Management Limited 盛德資產管理有限公司 | RO | 4 | 09 July 2018 | |
| Prestige Securities Limited 盛德證券有限公司 | RO | 4 | 25 May 2017 | |
| Prestige Securities Limited 盛德證券有限公司 | RO | 1 | 25 May 2017 | |
| Prestige Securities Limited 盛德證券有限公司 | RE | 1 | 03 November 2015 | 25 May 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 January 2015 | 09 May 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 January 2015 | 09 May 2015 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 October 2007 | 09 May 2015 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 October 2007 | 09 May 2015 |