SFC Licences of GU Xiaolei 顧霄雷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 26 May 2011 31 March 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 May 2011 31 March 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 October 2007 16 July 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 29 October 2007 16 July 2009