SFC Licences of DUGGAL Sanjiv

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	9	23 March 2017	14 August 2023
HSBC Investment Funds (Hong Kong) Limited	RO	5	23 March 2017	14 August 2023
HSBC Investment Funds (Hong Kong) Limited	RO	4	23 March 2017	14 August 2023
HSBC Investment Funds (Hong Kong) Limited	RO	1	23 March 2017	14 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RO	9	23 March 2017	14 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RO	5	23 March 2017	14 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RO	4	23 March 2017	14 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RO	1	23 March 2017	14 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	2	25 June 2013	14 August 2023
HSBC Investment Funds (Hong Kong) Limited	RE	9	25 June 2013	23 March 2017
HSBC Investment Funds (Hong Kong) Limited	RE	5	25 June 2013	23 March 2017
HSBC Investment Funds (Hong Kong) Limited	RE	4	25 June 2013	23 March 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	25 June 2013	23 March 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	9	25 June 2013	23 March 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	5	25 June 2013	23 March 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	4	25 June 2013	23 March 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	25 June 2013	23 March 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	18 March 2013	31 March 2013
HSBC Global Asset Management (Hong Kong) Limited	RE	1	18 March 2013	31 March 2013
HSBC Investment Funds (Hong Kong) Limited	RE	1	25 January 2013	08 February 2013
HSBC Global Asset Management (Hong Kong) Limited	RE	1	25 January 2013	08 February 2013
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 September 2012	24 September 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	10 September 2012	24 September 2012
HSBC Investment Funds (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
Halbis Capital Management (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
HSBC Global Asset Management (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	31 August 2009	31 October 2009
Halbis Capital Management (Hong Kong) Limited	RE	1	31 August 2009	31 October 2009
HSBC Global Asset Management (Hong Kong) Limited	RE	1	31 August 2009	31 October 2009
HSBC Investment Funds (Hong Kong) Limited	RE	1	25 October 2007	01 November 2007