SFC Licences of LAM King Yin, Justin 林敬賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 01 April 2009 | 12 January 2013 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 01 April 2009 | 12 January 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 December 2007 | 10 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 December 2007 | 10 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 December 2007 | 10 December 2008 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 25 October 2007 | 15 November 2007 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 25 October 2007 | 15 November 2007 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 25 October 2007 | 15 November 2007 |