SFC Licences of CAO Jun 曹軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 26 January 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 May 2020
BOCOM International Securities Limited 交銀國際證券有限公司
RE 4 26 March 2018 19 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 2 09 March 2016 19 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 2 09 November 2015 21 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 18 December 2014 20 October 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 December 2014 20 October 2015