SFC Licences of CAO Jun 曹軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 26 January 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 May 2020 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 26 March 2018 | 19 September 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 March 2016 | 19 September 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 March 2016 | 19 September 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 November 2015 | 21 December 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 November 2015 | 21 December 2015 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 18 December 2014 | 20 October 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 December 2014 | 20 October 2015 |