SFC Licences of LI Pak Wang, Daniel 李柏宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Everbright Assets Management Limited 中國光大資產管理有限公司	RO	9	01 August 2022	26 September 2023
China Everbright Assets Management Limited 中國光大資產管理有限公司	RO	4	01 August 2022	26 September 2023
China Everbright Assets Management Limited 中國光大資產管理有限公司	RO	1	01 August 2022	26 September 2023
Tongfang Securities Limited 同方證券有限公司	RO	9	17 July 2015	03 March 2022
Tongfang Securities Limited 同方證券有限公司	RO	4	17 July 2015	03 March 2022
Tongfang Securities Limited 同方證券有限公司	RO	1	17 July 2015	03 March 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RO	5	28 October 2011	16 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RO	1	28 October 2011	16 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RO	9	04 January 2011	16 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RO	4	04 January 2011	16 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	24 November 2010	04 January 2011
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	24 November 2010	04 January 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	9	20 May 2010	05 October 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	5	20 May 2010	05 October 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	4	20 May 2010	05 October 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	9	20 May 2010	05 October 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	20 May 2010	05 October 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	9	03 July 2008	05 October 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	5	03 July 2008	05 October 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	4	03 July 2008	05 October 2010
China International Capital Limited 中國國際資本有限公司	RO	9	23 April 2008	30 May 2008
China International Capital Limited 中國國際資本有限公司	RO	4	23 April 2008	30 May 2008