SFC Licences of SUI Xin Hua 隋欣樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 11 September 2013 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 19 November 2010 | 21 August 2013 |
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 20 May 2010 | 15 November 2010 |
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 19 April 2010 | 10 May 2010 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 23 May 2008 | 01 December 2009 |