SFC Licences of CHAN Yi Yuen, Lily 陳宜宛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 20 November 2017 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 July 2012 | |
| Rockhampton Management Limited | RE | 9 | 26 January 2011 | 18 April 2012 |
| Rockhampton Management Limited | RE | 4 | 26 January 2011 | 18 April 2012 |
| Rockhampton Management (Hong Kong) Limited | RE | 9 | 04 September 2009 | 26 January 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 April 2009 | 17 April 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 April 2009 | 17 April 2009 |
| Aberdeen International Investment Management Limited | RE | 4 | 26 October 2007 | 17 April 2009 |
| Aberdeen International Investment Management Limited | RE | 1 | 26 October 2007 | 17 April 2009 |