SFC licenceholder APX098 CHAN Yi Yuen, Lily 陳宜宛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 20 November 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 24 July 2012
Rockhampton Management Limited RE [4] (Advising on Securities), [9] (Asset Management) 26 January 2011 18 April 2012
Rockhampton Management (Hong Kong) Limited RE [9] (Asset Management) 04 September 2009 26 January 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 April 2009 17 April 2009
Aberdeen International Investment Management Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 October 2007 17 April 2009