SFC Licences of CHOY Hoi Yan 蔡凱茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 15 March 2024 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 15 March 2024 | |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 22 June 2018 | 21 April 2023 |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 22 June 2018 | 21 April 2023 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 23 April 2015 | 31 May 2018 |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 01 April 2014 | 22 June 2014 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 01 April 2014 | 22 June 2014 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 29 October 2013 | 23 January 2014 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 29 October 2007 | 14 June 2012 |