SFC Licences of TSE Sze Man, Bonny 謝思敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 4 02 July 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 1 21 August 2015
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RE 9 21 May 2014
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RE 4 21 May 2014 02 July 2019
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RE 1 21 May 2014 21 August 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 30 July 2013 10 May 2014
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 30 July 2013 10 May 2014
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 1 30 July 2013 10 May 2014
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 20 July 2010 24 June 2013
JPMorgan Asset Management (Asia Pacific) Limited RE 4 20 July 2010 24 June 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 20 July 2010 24 June 2013
JPMorgan Asset Management (Asia Pacific) Limited RE 9 20 July 2010 24 June 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 20 July 2010 24 June 2013
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 1 28 November 2007 30 June 2010
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 4 28 November 2007 30 June 2010