SFC Licences of SODHA Vishal Pravin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 June 2012 10 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 18 August 2009 10 March 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 August 2009 10 March 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 18 August 2009 07 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 31 October 2007 12 June 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 31 October 2007 12 June 2009