SFC Licences of CHAN Hiu Fung, Margaret 陳曉楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 09 March 2016 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 17 February 2016 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 February 2016 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 June 2011 | 10 January 2016 |
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 31 October 2007 | 27 May 2011 |