SFC Licences of KWAN Mei Mei 關美美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 | RE | 1 | 19 September 2022 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 26 August 2011 | 07 November 2014 |
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 08 June 2011 | 05 August 2011 |
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 31 October 2007 | 25 March 2010 |