SFC Licences of WANG Yan 王炎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司	RO	1	13 June 2016	30 September 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	02 July 2010	11 October 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	02 July 2010	11 October 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	02 July 2010	11 October 2014
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	9	24 November 2009	01 July 2010
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	4	24 November 2009	01 July 2010
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	1	04 November 2009	01 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	10 October 2008	20 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	20 October 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	30 October 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	30 October 2007	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	30 October 2007	29 September 2008