SFC licenceholder APX218 BAO Quan 包全

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Global Assets Management Limited 中國北方環球資產管理有限公司 RO 9 (Asset Management) 2015-06-02
CNI Securities Group Limited 中國北方證券集團有限公司 RO 4 (Advising on Securities) 2014-05-13
CNI Securities Group Limited 中國北方證券集團有限公司 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-06-28
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 (Dealing in Securities) 2010-05-10 2010-06-24
GBS International Financial Limited RE 2 (Dealing in Futures Contracts) 2009-12-18 2010-08-18
GBS International Financial Limited RE 2 (Dealing in Futures Contracts) 2009-06-30 2009-07-17
Wing Fung Securities Limited 永豐證券有限公司 RE 1 (Dealing in Securities) 2007-11-13 2009-06-10
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 (Dealing in Futures Contracts) 2007-11-13 2009-06-10