SFC Licences of BAO Quan 包全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 | RO | 9 | 02 June 2015 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 4 | 13 May 2014 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 2 | 28 June 2011 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 1 | 28 June 2011 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 10 May 2010 | 24 June 2010 |
| GBS International Financial Limited | RE | 2 | 18 December 2009 | 18 August 2010 |
| GBS International Financial Limited | RE | 2 | 30 June 2009 | 17 July 2009 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 13 November 2007 | 10 June 2009 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 13 November 2007 | 10 June 2009 |