SFC licenceholder APX218 BAO Quan 包全
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 | RO | 9 (Asset Management) | 2015-06-02 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 4 (Advising on Securities) | 2014-05-13 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2011-06-28 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 (Dealing in Securities) | 2010-05-10 | 2010-06-24 |
| GBS International Financial Limited | RE | 2 (Dealing in Futures Contracts) | 2009-12-18 | 2010-08-18 |
| GBS International Financial Limited | RE | 2 (Dealing in Futures Contracts) | 2009-06-30 | 2009-07-17 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 (Dealing in Securities) | 2007-11-13 | 2009-06-10 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 (Dealing in Futures Contracts) | 2007-11-13 | 2009-06-10 |