SFC Licences of WONG Shun Wah, Cynthia 黃舜華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2011 | 23 March 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 April 2011 | 23 March 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 November 2007 | 30 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 November 2007 | 30 August 2010 |