SFC Licences of YEO Newton Chiong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 December 2023 | 29 December 2023 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 28 July 2023 | 04 August 2023 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 19 July 2019 | 28 July 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 July 2017 | 30 July 2017 |
| Countrywide Capital Markets Asia (H.K.) Limited | RE | 1 | 03 December 2007 | 03 March 2008 |