SFC Licences of CHENG Pui Kan 鄭培瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 27 November 2015 | 19 July 2019 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 27 November 2015 | 19 July 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 October 2013 | 10 July 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 October 2013 | 10 July 2015 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 17 September 2008 | 19 September 2013 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 17 September 2008 | 19 September 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 December 2007 | 11 January 2008 |