SFC Licences of CHENG Pui Kan 鄭培瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 27 November 2015 19 July 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 27 November 2015 19 July 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 October 2013 10 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 October 2013 10 July 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 17 September 2008 19 September 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 17 September 2008 19 September 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 03 December 2007 11 January 2008