SFC Licences of MCDONOUGH Sean Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 January 2017 | 04 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 January 2017 | 04 April 2019 |
| Merrill Lynch Far East Limited | RE | 7 | 10 September 2013 | 29 September 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 11 December 2012 | 29 September 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 11 December 2012 | 29 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 December 2012 | 29 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 11 December 2012 | 23 September 2013 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 November 2007 | 10 May 2011 |